Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lucinda? Claim Your ProfileLucinda Gale Shippy is a financial advisor with Osaic Wealth, Inc. Lucinda has been in the industry since 2004 and has a strong background in financial planning and portfolio management. Lucinda holds the Series 7, Series 24, and Series 63 licenses as well as the SIE exam. She has a broad range of experience in serving individuals, families, and businesses. Lucinda is dedicated to helping her clients achieve their financial goals. Prior to working with Osaic Wealth, Lucinda was employed by several other financial institutions including TRIAD ADVISORS LLC, SECURITIES AMERICA, INC., WOODBURY FINANCIAL SERVICES, INC., FSC SECURITIES CORPORATION, SAGEPOINT FINANCIAL, INC., WELLS FARGO CLEARING SERVICES, LLC, INNOVATION PARTNERS LLC, MML INVESTORS SERVICES, LLC, MSI FINANCIAL SERVICES, INC., WELLS FARGO ADVISORS, LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, E*TRADE SECURITIES LLC, and HARRISDIRECT LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
12/07/2021 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
GA
12/08/2021 - 08/23/2024
TRIAD ADVISORS LLC (ATLANTA GA)
NE
12/08/2021 - 06/14/2024
SECURITIES AMERICA, INC. (LAVISTA NE)
MN
12/07/2021 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
GA
12/07/2021 - 11/03/2023
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
12/07/2021 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
NC
04/07/2021 - 12/13/2021
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
NC
08/08/2019 - 01/04/2021
INNOVATION PARTNERS LLC (Charlotte NC)
NC
03/25/2017 - 06/04/2019
MML INVESTORS SERVICES, LLC (CHARLOTTE NC)
NC
03/05/2014 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (CHARLOTTE NC)
NC
01/03/2012 - 02/12/2014
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
NC
08/10/2010 - 03/02/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
01/31/2006 - 08/05/2008
E*TRADE SECURITIES LLC (CHARLOTTE NC)
NJ
11/08/2000 - 12/31/2005
HARRISDIRECT LLC (JERSEY CITY NJ)
BC
Issued 02/11/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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