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Lucille Marie Mayer

Apex Clearing Corp.

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About Lucille Marie Mayer

Lucille Marie Mayer is a financial advisor with Apex Clearing Corp. based in Dallas, TX. Lucille holds a Series 7 and Series 24 license and has been working in the financial services industry since October 7, 2005. Prior to joining Apex Clearing Corp., Lucille was employed by Pershing LLC in Jersey City, NJ.

Firm Information

Lucille Mayer is currently registered with Apex Clearing Corp.. Apex Clearing Corp. is a corporation formed in December 1978. The firm is registered in 53 states and the District of Columbia and has 1 approved SEC registration. Apex Clearing Corp. has been subject to 47 regulatory events and 8 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

126

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lucille Mayer’s Registration & Firm History

TX

12/07/2018 - Present

Apex Clearing Corp. (DALLAS TX)

NJ

03/22/2000 - 05/20/2013

PERSHING LLC (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 02/08/2019

Series 24 - General Securities Principal Examination

BC

Issued 03/21/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Lucille Marie Mayer.
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