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Lucille M Faria

Cetera Advisors LLC

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About Lucille M Faria

Lucille M. Faria is a financial professional with Cetera Advisors LLC. Lucille has been in the industry since 2011 and has experience with Investors Capital Corp.. Lucille holds the Series 11 license and is registered with FINRA. Lucille has been registered with Cetera Advisors LLC since 10/03/2016.

Firm Information

Lucille Faria is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lucille Faria’s Registration & Firm History

MA

10/03/2016 - Present

Cetera Advisors LLC (FALL RIVER MA)

MA

08/11/2011 - 10/03/2016

INVESTORS CAPITAL CORP. (FALL RIVER MA)

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Licenses & Designations

BC

Issued 08/10/2011

Series 11 - Assistant Representative-Order Processing Qualification Exam

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lucille M Faria.
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