Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lucille? Claim Your ProfileLucille Angela Peterman has been an active broker and investment advisor for over 23 years. Lucille has extensive experience in the financial services industry and is registered to provide investment advice in 48 states and the District of Columbia. Lucille is currently associated with Raymond James Financial Services Advisors, Inc. and has previously held positions with Wells Fargo Clearing Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Spire Securities, LLC, and Morgan Stanley & Co. Incorporated. Lucille specializes in providing financial planning, pension consulting, and portfolio management services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CO
08/02/2024 - Present
Raymond James Financial Services Advisors, Inc. (Grand Junction CO)
CO
02/28/2023 - 08/12/2024
WELLS FARGO CLEARING SERVICES, LLC (GRAND JUNCTION CO)
CO
05/09/2013 - 09/30/2022
WELLS FARGO CLEARING SERVICES, LLC (GRAND JUNCTION CO)
CO
03/25/2010 - 05/07/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (COLORADO SPRINGS CO)
RI
09/04/2009 - 03/05/2010
SPIRE SECURITIES, LLC (PROVIDENCE RI)
RI
05/20/2009 - 09/08/2009
PURSHE KAPLAN STERLING INVESTMENTS (PROVIDENCE RI)
RI
04/02/2007 - 05/01/2009
MORGAN STANLEY & CO. INCORPORATED (PROVIDENCE RI)
RI
12/04/2006 - 04/02/2007
MORGAN STANLEY DW INC. (PROVIDENCE RI)
CO
07/13/2006 - 11/29/2006
UBS FINANCIAL SERVICES INC. (COLORADO SPRINGS CO)
CO
04/20/2006 - 06/29/2006
A. G. EDWARDS & SONS, INC. (GREENWOOD VILLAGE CO)
RI
03/23/2006 - 04/04/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (LINCOLN RI)
CO
07/21/2004 - 03/16/2006
UBS FINANCIAL SERVICES INC. (DENVER CO)
NJ
09/19/2000 - 02/24/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 11/4/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 6/29/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/18/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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