Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lucien? Claim Your ProfileLucien Emanuel Philippe is a financial advisor with over 30 years of experience in the financial services industry. Lucien is currently registered with Wells Fargo Clearing Services, LLC and holds Series 6, 7, 63, and 65 licenses. Prior to joining Wells Fargo, Lucien worked at several other firms, including Chase Investment Services Corp., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Morgan Stanley DW Inc. Lucien specializes in working with individuals, high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
03/29/2018 - Present
Wells Fargo Clearing Services, LLC (CAMDEN NJ)
NY
05/08/2009 - 10/06/2010
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
PA
07/19/2004 - 04/16/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PHILADELPHIA PA)
NY
10/14/1993 - 07/20/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
11/05/1991 - 10/13/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
06/24/1991 - 10/15/1991
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
06/24/1991 - 10/15/1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 11/15/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/08/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/1991
Series 7 - General Securities Representative Examination
BC
Issued 06/21/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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