Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lucie? Claim Your ProfileLucie McGuirl is a registered representative with TD Securities (usa) LLC, a brokerage firm based in New York, NY. Lucie holds the Series 7, Series 63, Series 79, and SIE licenses and has been in the financial services industry since 2014. Lucie has previously worked for Credit Agricole Securities (USA) Inc. and Sanford C. Bernstein & Co., LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/10/2017 - Present
TD Securities (usa) LLC (NEW YORK NY)
NY
03/19/2015 - 02/27/2017
CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)
NY
10/14/2014 - 03/12/2015
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
BC
Issued 11/18/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/14/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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