Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luciano? Claim Your ProfileLuciano Ricondo is a financial professional with over 20 years of experience in the industry. Luciano is currently registered with Barclays Capital Inc. and holds a variety of licenses including Series 3, 4, 7, 24, 27, 55, 57TO, 63, 99TO, and SIE. Luciano has a strong track record of success in the financial services industry and is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/30/2018 - Present
Barclays Capital Inc. (NEW YORK NY)
NY
11/09/2007 - 01/16/2018
SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)
NY
04/07/2005 - 11/01/2007
SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)
NY
05/06/2003 - 09/24/2004
IATMARKETS LLC (NEW YORK NY)
NY
12/21/1999 - 10/16/2002
SCOTIA INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 05/31/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2012
Series 4 - Registered Options Principal Examination
BC
Issued 03/15/2001
Series 24 - General Securities Principal Examination
BC
Issued 12/14/1999
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2011
Series 3 - National Commodity Futures Examination
BC
Issued 03/30/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/12/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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