Unclaimed
Luciano Dela cruz is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Luciano has been in the industry since 2005. Luciano is registered with FINRA as a registered representative, and is a licensed Investment Advisor Representative in New Jersey, New York, and Texas. Luciano has been working with Wells Fargo Advisors since 2011.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/16/2022 - Present
Wells Fargo Advisors Financial Network, LLC (NEW CITY NY)
NY
05/09/2011 - 06/16/2022
WELLS FARGO CLEARING SERVICES, LLC (NEW CITY NY)
NY
06/01/2009 - 05/19/2011
MORGAN STANLEY SMITH BARNEY (PEARL RIVER NY)
NY
07/05/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PEARL RIVER NY)
NJ
09/30/2005 - 03/27/2007
TOWER SQUARE SECURITIES, INC. (ISELIN NJ)
NJ
03/16/2005 - 03/27/2007
METLIFE SECURITIES INC. (ISELIN NJ)
NJ
03/16/2005 - 03/27/2007
METROPOLITAN LIFE INSURANCE COMPANY (ISELIN NJ)
NJ
03/16/2005 - 03/27/2007
NEW ENGLAND SECURITIES (ISELIN NJ)
NJ
03/16/2005 - 03/27/2007
WALNUT STREET SECURITIES, INC. (ISELIN NJ)
NY
03/17/2004 - 08/25/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 08/27/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/07/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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