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Luciana P. Batista

Banco DO Brasil Securities LLC

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About Luciana P. Batista

Luciana Batista is a financial advisor with Banco do Brasil Securities LLC. Luciana is a registered representative and has been in the industry since 2019. Luciana specializes in providing portfolio management for individuals.

Firm Information

Luciana Batista is currently registered with Banco DO Brasil Securities LLC. Banco do Brasil Securities LLC is a Limited Liability Company formed in July 1995 and is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm provides portfolio management for individuals and participates in wrap fee programs. They have 9 registered representatives and investment advisory representatives.

Not reported

Assets Under Management

Not reported

Total Clients

13

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Luciana Batista’s Registration & Firm History

FL

06/20/2019 - Present

Banco DO Brasil Securities LLC (MIAMI FL)

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Licenses & Designations

BC

Issued 07/08/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/12/2021

Series 24 - General Securities Principal Examination

BC

Issued 06/27/2024

Series 99TO - Operations Professional Examination

BC

Issued 08/28/2019

Series 7TO - General Securities Representative Examination

BC

Issued 06/20/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 05/20/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Luciana P. Batista.
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