Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lucian? Claim Your ProfileLucian Raffaele Soro is a financial advisor with Prudential Investment Management Services LLC. Lucian Soro is licensed to provide financial advice in all 50 states, Lucian Soro is a registered representative with FINRA and holds the Series 7, Series 7TO, SIE, and Series 63 licenses. Lucian Soro has been active in the securities industry since July 27, 2020. Lucian Soro was previously registered with Invesco Distributors, Inc. and OppenheimerFunds Distributor, Inc.. Lucian Soro is located in Newark, NJ.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
06/14/2024 - Present
Prudential Investment Management Services LLC (Newark NJ)
NY
05/25/2019 - 09/30/2020
INVESCO DISTRIBUTORS, INC. (NEW YORK NY)
NY
11/14/2016 - 05/25/2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
BC
Issued 08/17/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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