Unclaimed
Lucia Zamarripa is a financial advisor with ADP Broker-Dealer, Inc., and has been in the industry since March 11, 2015. Lucia holds the Series 6, Series 63, and SIE licenses and is registered to sell securities in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
03/12/2015 - Present
ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)
BC
Issued 04/02/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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