Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lucia? Claim Your ProfileLucia Qiao is a financial professional with a focus on investment banking. Lucia has a Series 79TO, Series 63 and SIE licenses. Lucia is registered with Wells Fargo Securities, LLC and is currently active. Lucia has been in the industry for a short time, joining Wells Fargo Securities, LLC in August 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
08/05/2023 - Present
Wells Fargo Securities, LLC (HOUSTON TX)
BC
Issued 07/18/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/06/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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