linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Lucia Y Hwang

CAZ Investments LP

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Lucia? Claim Your Profile

About Lucia Y Hwang

Lucia Hwang is an investment advisor representative registered with Caz Investments LP. Lucia has been in the industry since 2000 and has worked for various firms including Chase Investment Services Corp., State Farm VP Management Corp., VALIC Financial Advisors, Inc., and Bank United Securities Corp. Lucia has a Series 6, 63 and 65 licenses and has earned her designations. Lucia specializes in portfolio management for individuals, businesses, and pooled investment vehicles. Lucia Hwang's experience and expertise can help you achieve your financial goals.

Firm Information

Lucia Hwang is currently registered with CAZ Investments LP. CAZ Investments LP is an investment advisor based in Houston, Texas. The firm offers portfolio management services to individuals, businesses, and pooled investment vehicles, as well as selection of other advisors. They manage approximately $6.4 billion in assets for 8,044 clients. CAZ Investments LP does not participate in wrap fee programs.
CAZ Investments LP

ONE RIVERWAY

HOUSTON, TX 77056

$6.40B

Assets Under Management

Not reported

Total Clients

24

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Lucia Hwang’s Registration & Firm History

TX

04/16/2015 - Present

CAZ Investments LP (HOUSTON TX)

TX

02/06/2004 - 06/24/2008

CHASE INVESTMENT SERVICES CORP. (HOUSTON TX)

IL

06/09/2003 - 01/09/2004

STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)

TX

07/19/2002 - 10/14/2002

VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)

TX

10/24/2000 - 01/04/2001

BANK UNITED SECURITIES CORP. (HOUSTON TX)

Not sure if Lucia Y Hwang is right for you?

Licenses & Designations

IA

Issued 12/15/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/14/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/23/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Lucia Y Hwang.
Not sure if Lucia Y Hwang is right for you?