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Lucia Micaela Knight

Millennium Advisors, LLC

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About Lucia Micaela Knight

Lucia Micaela Knight is a financial advisor with Millennium Advisors, LLC, a registered investment advisor. Lucia has been in the financial services industry since 2009, having worked at a variety of firms in New York, New Jersey and Charlotte, North Carolina. Lucia is registered with the state of North Carolina as a securities broker. Her licenses include Series 7 and Series 63, and she has also earned the Securities Industry Essentials (SIE) exam credential. Prior to Millennium Advisors, LLC, Lucia was with LPS Capital LLC, ICAP Corporates LLC, SG Americas Securities, LLC, Cantor Fitzgerald & Co., National Alliance Securities, LLC and Banc of America Securities LLC.

Firm Information

Lucia Knight is currently registered with Millennium Advisors, LLC. Millennium Advisors, LLC is a Limited Liability Company formed in June 2009. The firm is registered with the SEC and in 10 states including Alabama, California, Delaware, Illinois, Maryland, Michigan, New York, North Carolina, Ohio, and Tennessee.

Not reported

Assets Under Management

Not reported

Total Clients

57

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lucia Knight’s Registration & Firm History

NC

04/22/2019 - Present

Millennium Advisors, LLC (CHARLOTTE NC)

NY

03/20/2017 - 05/01/2018

LPS CAPITAL LLC (NEW YORK NY)

NJ

02/07/2017 - 04/03/2017

ICAP CORPORATES LLC (JERSEY CITY NJ)

NY

09/22/2015 - 03/30/2016

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

NY

08/05/2013 - 08/06/2015

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

10/02/2009 - 08/02/2013

NATIONAL ALLIANCE SECURITIES, LLC (NEW YORK NY)

NY

07/17/2007 - 09/25/2009

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/02/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/16/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lucia Micaela Knight.
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