Unclaimed
Lucia Micaela Knight is a financial advisor with Millennium Advisors, LLC, a registered investment advisor. Lucia has been in the financial services industry since 2009, having worked at a variety of firms in New York, New Jersey and Charlotte, North Carolina. Lucia is registered with the state of North Carolina as a securities broker. Her licenses include Series 7 and Series 63, and she has also earned the Securities Industry Essentials (SIE) exam credential. Prior to Millennium Advisors, LLC, Lucia was with LPS Capital LLC, ICAP Corporates LLC, SG Americas Securities, LLC, Cantor Fitzgerald & Co., National Alliance Securities, LLC and Banc of America Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
04/22/2019 - Present
Millennium Advisors, LLC (CHARLOTTE NC)
NY
03/20/2017 - 05/01/2018
LPS CAPITAL LLC (NEW YORK NY)
NJ
02/07/2017 - 04/03/2017
ICAP CORPORATES LLC (JERSEY CITY NJ)
NY
09/22/2015 - 03/30/2016
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
08/05/2013 - 08/06/2015
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
10/02/2009 - 08/02/2013
NATIONAL ALLIANCE SECURITIES, LLC (NEW YORK NY)
NY
07/17/2007 - 09/25/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 10/02/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Lucia Knight is the right advisor for you? Invested Better is here to help.