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Lucia Diana Banko

Nylife Securities LLC

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About Lucia Diana Banko

Lucia Banko is a financial advisor in White Plains, NY, and has been in the industry since 2012. Lucia holds a Series 6, Series 63, and SIE licenses. Lucia is registered with the state of New York and is currently employed by Nylife Securities LLC.

Firm Information

Lucia Banko is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lucia Banko’s Registration & Firm History

NY

07/02/2012 - Present

Nylife Securities LLC (WHITE PLAINS NY)

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Licenses & Designations

BC

Issued 08/15/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/30/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lucia Diana Banko.
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