Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lucia? Claim Your ProfileLucia Ciraolo is a financial advisor registered with Fidelity Personal And Workplace Advisors. Lucia is a Certified Financial Planner with over 10 years of experience in the financial services industry. Lucia has held several positions, including financial advisor at Ameriprise Financial Services, Inc. and a position at Fidelity Investments. Lucia's focus areas include financial planning, portfolio management, and retirement planning. Lucia holds a Series 66, Series 7, Series 9, and Series 10 licenses. Lucia is registered in New York, Texas, Massachusetts, Utah and is an Investment Advisor Representative in New York and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
09/07/2018 - Present
Fidelity Personal AND Workplace Advisors (Garden City NY)
NY
02/22/2011 - 09/15/2011
AMERIPRISE FINANCIAL SERVICES, INC. (BOHEMIA NY)
NY
10/19/2009 - 01/20/2011
AMERIPRISE FINANCIAL SERVICES, INC. (GARDEN CITY NY)
BOTH
Issued 09/24/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/13/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/27/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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