Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lucia? Claim Your ProfileLucia Greenblatt is a financial professional with over 15 years of experience in the securities industry. Lucia has a strong track record of success in the investment banking sector, working with both BTMU Securities, Inc. and BNP Paribas Securities Corp. prior to joining Mufg Securities Americas Inc. in 2017. Lucia holds FINRA Series 7, Series 63, and Series 79TO licenses, as well as the Securities Industry Essentials Examination (SIE). Lucia is currently registered to conduct business in California and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/01/2017 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
CA
08/31/2012 - 04/01/2017
BTMU SECURITIES, INC. (SAN FRANCISCO CA)
CA
05/26/2008 - 08/21/2012
BNP PARIBAS SECURITIES CORP. (SAN FRANCISCO CA)
BC
Issued 09/15/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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