Unclaimed
Lucas Wohlers Santos is a registered representative with Avenue Securities LLC in Miami, FL. Lucas has over 2 years of experience in the financial services industry. Lucas is a Series 7, Series 57, Series 63, and Series 99TO licensed professional. Lucas is registered with the state of Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
05/17/2021 - Present
Avenue Securities LLC (MIAMI FL)
CT
10/19/2020 - 03/09/2021
C6 CAPITAL SECURITIES LLC (NEW CANAAN CT)
BC
Issued 11/03/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 11/25/2020
Series 57TO - Securities Trader Exam
BC
Issued 10/19/2020
Series 7TO - General Securities Representative Examination
BC
Issued 09/18/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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