Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lucas? Claim Your ProfileLucas Dorrough is a financial advisor with Wells Fargo Clearing Services, LLC, and is registered to provide investment advice in Colorado. Lucas has been in the financial services industry since 2006 and has experience working at Charles Schwab & Co., Inc., LPL Financial Corporation and Ameriprise Financial Services, Inc. Lucas Dorrough holds FINRA Series 7, 9, 10, and 66 licenses. Lucas Dorrough is also licensed to provide investment advice in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
07/11/2024 - Present
Wells Fargo Clearing Services, LLC (FORT COLLINS CO)
CO
11/09/2017 - 06/21/2024
CHARLES SCHWAB & CO., INC. (Lone Tree CO)
MO
11/09/2006 - 01/07/2009
LPL FINANCIAL CORPORATION (WASHINGTON MO)
MO
03/10/2006 - 05/16/2006
AMERIPRISE FINANCIAL SERVICES, INC. (CHESTERFIELD MO)
BOTH
Issued 02/26/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/10/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/20/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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