Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lucas? Claim Your ProfileLucas Chau is a financial professional with over 2 years of experience in the industry. Lucas Chau is currently registered with Piper Sandler & Co. in Houston, Texas. Lucas Chau specializes in providing advisory services to State or Municipal Government Entities, helping them to reach their financial goals. Lucas Chau is also a Series 79TO and Series 63 licensed representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
07/07/2023 - Present
Piper Sandler & Co. (HOUSTON TX)
BC
Issued 05/24/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/06/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/21/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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