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Lucas Ryan Pozzetta

Ally Invest Advisors

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About Lucas Ryan Pozzetta

Lucas Ryan Pozzetta is an Investment Adviser Representative with Ally Invest Advisors. Lucas Pozzetta is also a Registered Representative with Ally Invest Securities. Lucas Ryan Pozzetta has been in the securities industry since 2018 and has worked at Ameriprise Financial Services, LLC and Fidelity Brokerage Services LLC prior to joining Ally Invest. Lucas Ryan Pozzetta holds Series 63, 65, 7 and SIE licenses and is a General Securities Principal. Lucas Ryan Pozzetta provides financial planning and portfolio management services to individuals.

Firm Information

Lucas Pozzetta is currently registered with Ally Invest Advisors. Ally Invest Advisors, based in Charlotte, NC, is an investment advisor registered with the SEC. The firm offers financial planning and portfolio management services to individuals and high-net-worth individuals. Ally Invest Advisors manages over $1.1 billion in assets for over 70,000 clients.
Ally Invest Advisors

601 S. TRYON STREET

CHARLOTTE, NC 28202

$1.13B

Assets Under Management

Not reported

Total Clients

101

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Lucas Pozzetta’s Registration & Firm History

NC

10/11/2021 - Present

Ally Invest Advisors (CHARLOTTE NC)

NH

04/13/2020 - 07/12/2021

AMERIPRISE FINANCIAL SERVICES, LLC (PORTSMOUTH NH)

NH

04/12/2018 - 01/21/2020

FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)

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Licenses & Designations

IA

Issued 01/11/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/12/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/17/2024

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/12/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lucas Ryan Pozzetta.
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