Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lucas? Claim Your ProfileLucas Ross gobbi is a financial advisor with SMBc Nikko Securities America, Inc. Lucas is registered with the Financial Industry Regulatory Authority (FINRA) and holds a Series 63, Series 79TO, and SIE license. Lucas is licensed to sell securities in all 50 states. Lucas has been in the securities industry since January 16, 2019.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/17/2019 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
BC
Issued 03/08/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/17/2019
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2018
Series 79TO - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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