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Lucas Riesi

Mizuho Securities USA LLC

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About Lucas Riesi

Lucas Riesi is a securities professional with experience in the financial services industry. Lucas is currently registered with Mizuho Securities USA LLC and holds the Series 99TO and SIE licenses.

Firm Information

Lucas Riesi is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lucas Riesi’s Registration & Firm History

NY

05/10/2024 - Present

Mizuho Securities USA LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/10/2024

SIE - Securities Industry Essentials Examination

BC

Issued 03/30/2024

Series 99TO - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lucas Riesi.
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