Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lucas? Claim Your ProfileLucas Paul Etter is a financial professional registered with CTC, LLC. Lucas obtained his Series 57TO and SIE exams in 2024 and has been in the industry since April 18, 2024. Currently, Lucas is registered in 10 SROs and 1 FINRA. Lucas is not currently registered with any state regulators.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
04/19/2024 - Present
CTC, LLC (CHICAGO IL)
BC
Issued 04/19/2024
Series 57TO - Securities Trader Exam
BC
Issued 03/18/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
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