Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lucas? Claim Your ProfileLucas Mu is a securities professional with over 9 years of experience in the financial industry. Lucas is currently registered with Two Sigma Execution Services, LLC and Two Sigma Securities, LLC. Previously, Lucas was registered with WELLS FARGO PRIME SERVICES, LLC, WELLS FARGO SECURITIES, LLC and TELSEY ADVISORY GROUP LLC. Lucas holds Series 3, 7, 99, 55, 57TO, 63 and SIE licenses. Lucas is licensed in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/02/2024 - Present
TWO Sigma Execution Services, LLC (NEW YORK NY)
NY
04/14/2016 - 02/01/2019
WELLS FARGO PRIME SERVICES, LLC (NEW YORK NY)
NY
04/14/2016 - 02/01/2019
WELLS FARGO SECURITIES, LLC (NEW YORK NY)
NY
03/26/2014 - 09/29/2015
TELSEY ADVISORY GROUP LLC (NEW YORK NY)
BC
Issued 01/24/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2017
Series 3 - National Commodity Futures Examination
BC
Issued 09/08/2014
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/23/2014
Series 7 - General Securities Representative Examination
BC
Issued 03/26/2014
Series 99 - Operations Professional Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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