Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lucas? Claim Your ProfileLucas Bruggeman is a financial advisor with Stifel, Nicolaus & Company, Inc. based in Indianapolis, Indiana. Lucas Bruggeman has been in the securities industry since December 10, 2013. Lucas Bruggeman is registered with the state of Indiana as a broker-dealer and investment advisor. Lucas Bruggeman previously worked at CITY SECURITIES CORPORATION and CHARLES SCHWAB & CO., INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
01/03/2017 - Present
Stifel, Nicolaus & Company, Inc. (INDIANAPOLIS IN)
IN
09/17/2014 - 12/31/2016
CITY SECURITIES CORPORATION (INDIANAPOLIS IN)
IN
12/09/2013 - 09/26/2014
CHARLES SCHWAB & CO., INC. (INDIANAPOLIS IN)
BOTH
Issued 10/14/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/13/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2017
Series 52 - Municipal Securities Representative Examination
BC
Issued 12/06/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 12/09/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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