Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lucas? Claim Your ProfileLucas Newman is a financial advisor with over 17 years of experience in the industry. Lucas currently works at J.P. Morgan Securities LLC and J.P. Morgan Private Wealth Advisors LLC. Lucas has a strong track record of providing investment advice and financial planning services to individuals, families, and businesses. Lucas is registered to provide financial advice in multiple states. Lucas holds the Series 7, 63, and 65 licenses. Lucas has a broad range of expertise, including portfolio management, retirement planning, and estate planning. Lucas is committed to providing personalized service and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OR
03/26/2024 - Present
J.p. Morgan Securities LLC (Portland OR)
OR
07/24/2015 - 09/29/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (Portland OR)
CA
05/02/2001 - 05/05/2005
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
06/05/2000 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MO
04/03/2000 - 06/20/2000
JWGENESIS FINANCIAL SERVICES, INC. (ST. LOUIS MO)
MT
07/13/1999 - 04/06/2000
D.A. DAVIDSON & CO. (GREAT FALLS MT)
BC
Issued 09/17/2015
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/13/2011
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 07/19/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2015
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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