Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lucas? Claim Your ProfileLucas Swygard is an investment advisor representative with James River Asset Management, LLC located in Midlothian, Virginia. Lucas Swygard has been in the industry for over 14 years. Previously, Lucas Swygard was employed at J.W. Cole Financial, Inc., Valmark Securities, Inc. and Northwestern Mutual Investment Services, LLC. Lucas Swygard is registered with the state securities regulators of Maryland, North Carolina, and Virginia. Lucas Swygard holds a Series 66, Series 63, Series 7, Series 6, and SIE. Lucas Swygard specializes in providing financial planning, educational seminars, and selection of other advisors services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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VA
01/31/2024 - Present
James River Asset Management, LLC (MIDLOTHIAN VA)
VA
05/14/2021 - 04/21/2022
J.W. COLE FINANCIAL, INC. (Midlothian VA)
VA
02/02/2015 - 06/22/2016
VALMARK SECURITIES, INC. (Midlothian VA)
VA
09/16/2010 - 11/04/2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (RICHMOND VA)
BOTH
Issued 03/15/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/18/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/14/2021
Series 7TO - General Securities Representative Examination
BC
Issued 03/26/2021
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2013
Series 7 - General Securities Representative Examination
BC
Issued 09/15/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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