Unclaimed
Lucas Hazen Siegel is a financial advisor based in Littleton, Colorado. Lucas is registered with The Leaders Group, Inc. and has been in the industry since July 29, 2021. Lucas holds Series 63, Series 65, Series 6TO, and SIE licenses. Lucas is registered in 8 states including: California, Connecticut, Florida, Illinois, Missouri, New York, Oklahoma, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
06/15/2023 - Present
THE Leaders Group, Inc. (LITTLETON CO)
BC
Issued 12/08/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/19/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/15/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/01/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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