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Lucas Finley Castanien

Nexpoint Securities, Inc.

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About Lucas Finley Castanien

Lucas Finley Castanien is a financial advisor who has been in the industry since May 11, 2005. Lucas is currently registered with Nexpoint Securities, Inc. and has been with the firm since January 13, 2020. Lucas has a broad range of experience, having previously worked at WealthForge Securities, LLC, Black Creek Capital Markets, LLC, Transamerica Capital, Inc., Chase Investment Services Corp., Janus Distributors LLC, Jackson National Life Distributors LLC, and Intersecurities, Inc. Lucas holds Series 6, 7, and 63 licenses and the SIE exam.

Firm Information

Lucas Castanien is currently registered with Nexpoint Securities, Inc.. Nexpoint Securities, Inc. is a Corporation that was formed on June 14, 2012. They are registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

27

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lucas Castanien’s Registration & Firm History

TX

01/13/2020 - Present

Nexpoint Securities, Inc. (DALLAS TX)

VA

07/22/2019 - 01/02/2020

WEALTHFORGE SECURITIES, LLC (RICHMOND VA)

CO

11/01/2010 - 07/05/2019

BLACK CREEK CAPITAL MARKETS, LLC (DENVER CO)

CO

09/14/2009 - 10/20/2010

TRANSAMERICA CAPITAL, INC. (DENVER CO)

CO

04/22/2009 - 08/24/2009

CHASE INVESTMENT SERVICES CORP. (WESTMINSTER CO)

CO

10/22/2007 - 10/30/2008

JANUS DISTRIBUTORS LLC (DENVER CO)

TN

11/05/2004 - 10/22/2007

JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)

FL

05/07/2004 - 06/18/2004

INTERSECURITIES, INC. (ST. PETERSBURG FL)

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Licenses & Designations

BC

Issued 12/14/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/18/2007

Series 7 - General Securities Representative Examination

BC

Issued 05/06/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Lucas Finley Castanien. Review regulatory record here.
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