Unclaimed
Lucas Ewing is a financial professional with over 8 years of experience in the industry. Lucas is currently registered with Criticalpoint Partners LLC in California. Previously, Lucas Ewing was registered with BA Securities, LLC in California and Goldman Sachs & Co. LLC in New York. Lucas holds FINRA Series 63, SIE and Series 79 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
11/04/2022 - Present
Criticalpoint Partners LLC (EL SEGUNDO CA)
CA
05/18/2017 - 10/31/2022
BA SECURITIES, LLC (MANHATTAN BEACH CA)
NY
10/02/2014 - 06/01/2017
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BC
Issued 09/11/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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