Unclaimed
Lucas Emery Matthews is a registered representative with ADP Broker-Dealer, Inc. Lucas is licensed in 52 states and the District of Columbia. Lucas has passed the Series 63, Series 6TO and the SIE exams. Lucas's registration with ADP Broker-Dealer, Inc. began on March 23, 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
03/23/2021 - Present
ADP Broker-Dealer, Inc. (LOUISVILLE KY)
BC
Issued 04/15/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/23/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/03/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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