Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lucas? Claim Your ProfileLucas Dinh nguyen Smith is a financial advisor at Fidelity Brokerage Services LLC, registered with FINRA. Lucas Smith is licensed to provide investment advice in 53 states and is also registered with the Securities and Exchange Commission. Lucas Smith has been in the industry since 2021. Lucas Smith holds the Series 63, Series 9, Series 10, Series 7TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
05/07/2021 - Present
Fidelity Brokerage Services LLC (JACKSONVILLE FL)
BC
Issued 05/17/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/22/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/07/2021
Series 7TO - General Securities Representative Examination
BC
Issued 04/30/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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