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Lucas Charles Bannon

Spartan Capital Securities, LLC

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About Lucas Charles Bannon

Lucas Bannon is a financial advisor with Spartan Capital Securities, LLC, registered with the Financial Industry Regulatory Authority (FINRA) and a member of the Securities Investor Protection Corporation (SIPC). Lucas has been in the industry since August 21, 2018. Lucas holds the Series 63, Series 7, and SIE licenses. Lucas Bannon is registered with the following states: Alabama, Alaska, Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Nevada, New Hampshire, New Jersey, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, and Wisconsin.

Firm Information

Lucas Bannon is currently registered with Spartan Capital Securities, LLC. Spartan Capital Securities, LLC is a Limited Liability Company formed in June 2007. It is registered to do business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has an active SEC registration and is subject to regulatory oversight.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lucas Bannon’s Registration & Firm History

NY

09/03/2019 - Present

Spartan Capital Securities, LLC (NEW YORK NY)

NY

07/07/2017 - 07/18/2018

FIRST STANDARD FINANCIAL COMPANY LLC (STATEN ISLAND NY)

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Licenses & Designations

BC

Issued 07/28/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/18/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/07/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lucas Charles Bannon.
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