Unclaimed
Lucas Bannon is a financial advisor with Spartan Capital Securities, LLC, registered with the Financial Industry Regulatory Authority (FINRA) and a member of the Securities Investor Protection Corporation (SIPC). Lucas has been in the industry since August 21, 2018. Lucas holds the Series 63, Series 7, and SIE licenses. Lucas Bannon is registered with the following states: Alabama, Alaska, Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Nevada, New Hampshire, New Jersey, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/03/2019 - Present
Spartan Capital Securities, LLC (NEW YORK NY)
NY
07/07/2017 - 07/18/2018
FIRST STANDARD FINANCIAL COMPANY LLC (STATEN ISLAND NY)
BC
Issued 07/28/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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