Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lucas? Claim Your ProfileLucas Cale is a financial advisor with LPL Financial LLC in Tempe, AZ. Lucas has been in the financial services industry since 2017 and has a broad range of experience. Lucas is licensed to offer securities products and services and has passed a variety of exams, including the Series 7, Series 10, and Series 99TO. Previously, Lucas worked for CHARLES SCHWAB & CO., INC. Lucas specializes in various areas and provides a variety of services, including financial planning, consulting, and portfolio management for both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
09/06/2024 - Present
LPL Financial LLC (TEMPE AZ)
AZ
12/19/2017 - 04/15/2024
CHARLES SCHWAB & CO., INC. (Phoenix AZ)
BC
Issued 05/01/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/24/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/01/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/06/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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