Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lucas? Claim Your ProfileLucas Pelfrey is a registered representative with Capital Client Group, Inc. Lucas has been in the securities industry since 2018 and has been actively registered with the state of Indiana since 2024. Lucas has also been registered with other firms previously, including OneAmerica Securities, Inc., Fidelity Brokerage Services LLC and Charles Schwab & Co., Inc. Lucas holds Series 63, 66, and 7 licenses, and the Securities Industry Essentials Examination (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
IN
09/06/2024 - Present
Capital Client Group, Inc. (Westfield IN)
IN
03/31/2022 - 08/26/2024
ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)
IN
09/24/2020 - 06/14/2021
FIDELITY BROKERAGE SERVICES LLC (INDIANAPOLIS IN)
IN
01/04/2018 - 08/20/2020
CHARLES SCHWAB & CO., INC. (Indianapolis IN)
BOTH
Issued 05/06/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/22/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Lucas Pelfrey is the right advisor for you? Invested Better is here to help.
