Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lucas? Claim Your ProfileLucas Havick is a financial advisor with Fidelity Brokerage Services LLC. Lucas has been in the industry for over 4 years and has experience working with clients in various states. Lucas is registered to sell securities in all 50 states and the District of Columbia. Lucas holds the Series 7TO and Series 63 licenses and the SIE exam. Lucas was previously employed at HORNOR, TOWNSEND & KENT, LLC and TD AMERITRADE, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
06/01/2023 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
IL
04/06/2020 - 12/06/2022
HORNOR, TOWNSEND & KENT, LLC (CHICAGO IL)
NE
01/11/2019 - 01/15/2020
TD AMERITRADE, INC. (OMAHA NE)
BC
Issued 03/05/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/11/2019
Series 7TO - General Securities Representative Examination
BC
Issued 12/07/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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