Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luca? Claim Your ProfileLuca Riccioni is a financial advisor with Key Investment Services LLC. Luca has been working in the financial industry since 2006. They have been registered with the Securities and Exchange Commission (SEC) as an investment advisor representative since 2017. Luca holds Series 6, 7, 63, and 66 licenses. Prior to joining Key Investment Services LLC, Luca was employed at LPL Financial LLC and Signator Investors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
OH
09/08/2017 - Present
KEY Investment Services LLC (BROOKLYN OH)
PA
10/15/2012 - 09/21/2016
LPL FINANCIAL LLC (PALMERTON PA)
PA
04/05/2006 - 10/16/2012
SIGNATOR INVESTORS, INC. (ALLENTOWN PA)
BOTH
Issued 09/08/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/13/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/2008
Series 7 - General Securities Representative Examination
BC
Issued 04/04/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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