Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luc? Claim Your ProfileLuc Phan is a financial advisor with over six years of experience in the industry. Luc is currently registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, and Cetera Investment Services LLC. Luc's primary office is located in Atlanta, Georgia. Luc holds the Series 7, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
GA
06/22/2020 - Present
Cetera Advisors LLC (ATLANTA GA)
GA
06/22/2020 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (ATLANTA GA)
GA
07/25/2018 - 04/23/2020
CETERA ADVISOR NETWORKS LLC (ATLANTA GA)
GA
07/25/2018 - 04/23/2020
CETERA ADVISORS LLC (ATLANTA GA)
GA
07/25/2018 - 04/23/2020
CETERA FINANCIAL SPECIALISTS LLC (ATLANTA GA)
GA
07/25/2018 - 04/23/2020
CETERA INVESTMENT SERVICES LLC (ATLANTA GA)
GA
07/25/2018 - 04/23/2020
FIRST ALLIED SECURITIES, INC. (ATLANTA GA)
GA
07/25/2018 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (ATLANTA GA)
GA
08/14/2015 - 11/22/2017
E*TRADE SECURITIES LLC (ALPHARETTA GA)
BC
Issued 09/28/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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