Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luc? Claim Your ProfileLuc Nghi Du is a financial advisor at Osaic Wealth, Inc. with over 20 years of experience in the industry. Luc is registered with the state of California and has a Series 6, 7, and 63 licenses. Luc specializes in providing financial planning and portfolio management services to individuals, businesses, and charitable organizations. Luc is also a licensed insurance agent and has a rental property. Luc is committed to providing personalized financial advice to help clients achieve their financial goals.
EL MONTE, CA
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
11/02/2018 - Present
Osaic Wealth, Inc. (EL MONTE CA)
CA
05/13/2016 - 11/02/2018
SIGNATOR INVESTORS, INC. (EL MONTE CA)
CA
09/04/2009 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (EL MONTE CA)
CA
12/21/2000 - 09/04/2009
TRANSAMERICA FINANCIAL ADVISORS, INC. (ARCADIA CA)
SC
02/25/2000 - 12/21/2000
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
MA
12/17/1998 - 03/08/2000
SIGNATOR INVESTORS, INC. (BOSTON MA)
IA
Issued 8/18/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/23/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/24/2000
Series 7 - General Securities Representative Examination
BC
Issued 10/13/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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