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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luc? Claim Your ProfileLuc James Marshall is an investment advisor representative with Morgan Stanley. Luc has been active in the financial services industry since February 6, 2023, and holds a Series 66 license as well as Series 7TO and SIE licenses. Luc is registered in 53 states and the District of Columbia, and has been registered with Morgan Stanley since May 2023. Before joining Morgan Stanley, Luc was previously registered with First Republic Securities Company, LLC from February 7, 2023 to May 26, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
11/29/2023 - Present
Morgan Stanley (San Francisco CA)
CA
02/07/2023 - 05/26/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (SAN FRANCISCO CA)
BOTH
Issued 11/27/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/06/2023
Series 7TO - General Securities Representative Examination
BC
Issued 09/12/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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