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Luc-henry Stephane Rousselle

DC Advisory

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About Luc-henry Stephane Rousselle

Luc-henry Stephane Rousselle is a financial advisor registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, 79, 63, SIE, and 17 licenses. Luc-henry has been in the financial services industry since May 23, 2014. Luc-henry currently works with DC Advisory in Washington DC. Previously, Luc-henry worked at WILLIAM HOOD & COMPANY, LSH PARTNERS SECURITIES LLC, MOELIS & COMPANY LLC, BARCLAYS CAPITAL INC., and LEHMAN BROTHERS INC.

Firm Information

Luc-henry Rousselle is currently registered with DC Advisory. DC Advisory is a Limited Liability Company that was formed on April 1, 2012. The firm is registered in California, District of Columbia, Illinois, and New York. It has one approved SEC registration and four approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

80

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Luc-henry Rousselle’s Registration & Firm History

DC

03/21/2023 - Present

DC Advisory (Washington DC DC)

NY

01/25/2019 - 03/14/2023

WILLIAM HOOD & COMPANY (NEW YORK NY)

NY

06/08/2017 - 01/15/2019

LSH PARTNERS SECURITIES LLC (NEW YORK NY)

NY

11/25/2009 - 06/04/2012

MOELIS & COMPANY LLC (NEW YORK NY)

NY

09/22/2008 - 04/02/2009

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

09/12/2008 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/19/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/04/2017

Series 7 - General Securities Representative Examination

BC

Issued 06/01/2017

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 09/11/2008

Series 17 - Limited Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Luc-henry Stephane Rousselle.
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