Unclaimed
Luc-henry Stephane Rousselle is a financial advisor registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, 79, 63, SIE, and 17 licenses. Luc-henry has been in the financial services industry since May 23, 2014. Luc-henry currently works with DC Advisory in Washington DC. Previously, Luc-henry worked at WILLIAM HOOD & COMPANY, LSH PARTNERS SECURITIES LLC, MOELIS & COMPANY LLC, BARCLAYS CAPITAL INC., and LEHMAN BROTHERS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
DC
03/21/2023 - Present
DC Advisory (Washington DC DC)
NY
01/25/2019 - 03/14/2023
WILLIAM HOOD & COMPANY (NEW YORK NY)
NY
06/08/2017 - 01/15/2019
LSH PARTNERS SECURITIES LLC (NEW YORK NY)
NY
11/25/2009 - 06/04/2012
MOELIS & COMPANY LLC (NEW YORK NY)
NY
09/22/2008 - 04/02/2009
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
09/12/2008 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 06/19/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2017
Series 7 - General Securities Representative Examination
BC
Issued 06/01/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/11/2008
Series 17 - Limited Registered Representative Examination
Active
Inactive
F
FINRA
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