Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luc? Claim Your ProfileLuc Droal is a registered investment advisor with J.P. Morgan Securities LLC. Luc is also registered with the states of New Jersey, New York and Texas. Luc has over 35 years of experience in the financial services industry and holds several industry licenses, including Series 7, Series 6, Series 63, Series 65 and Series 26. Luc provides financial planning, portfolio management for individuals and businesses, and selection of other advisors. Luc has previously worked at CHASE INVESTMENT SERVICES CORP., CHEMICAL INVESTMENT SERVICES CORP., DIME SECURITIES OF NY, INC., GRIFFIN FINANCIAL SERVICES, CITICORP INVESTMENT SERVICES, EQUICO SECURITIES, INC. and THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES. Luc has an active registration status with the state of Texas and also has an approved state registration status with the states of California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Hawaii, Illinois, Indiana, Louisiana, Maryland, Massachusetts, Michigan, Missouri, New Jersey, New York, North Carolina, Oregon, Pennsylvania, Rhode Island, South Carolina, Tennessee, Utah, Virginia, Washington and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
06/15/2016 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
09/18/1996 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NA
12/06/1995 - 09/18/1996
CHEMICAL INVESTMENT SERVICES CORP.
NY
09/29/1995 - 12/07/1995
DIME SECURITIES OF NY, INC. (BROOKLYN NY)
NA
06/30/1994 - 09/29/1995
GRIFFIN FINANCIAL SERVICES
NY
12/13/1993 - 02/18/1994
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
04/19/1988 - 12/15/1993
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
04/19/1988 - 12/15/1993
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 09/25/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/22/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/18/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/1994
Series 7 - General Securities Representative Examination
BC
Issued 04/18/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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