Unclaimed
Luba Romanov is a financial advisor with Tiaa-cref Individual & Institutional Services, LLC. Luba is registered to provide investment advice in New Jersey and New York. Luba is also registered as a securities representative in 51 states. Luba has been in the financial services industry for over 17 years. Prior to joining Tiaa-cref Individual & Institutional Services, LLC, Luba worked for UBS FINANCIAL SERVICES INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NJ
06/17/2024 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Hoboken NJ)
NY
10/12/2005 - 01/16/2018
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
BOTH
Issued 12/15/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 10/11/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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