Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luann? Claim Your ProfileLuann Sims Barnes is a financial advisor who has been working in the financial industry since 1999. She has a Series 7 and Series 63 license and is registered as an Investment Advisor Representative in North Carolina. Luann is currently employed by WMC Capital Management, LLC. Luann has experience working with individuals and has a strong background in financial planning. She offers a variety of services to help individuals reach their financial goals, including portfolio management, financial planning, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NC
12/03/2024 - Present
WMC Capital Management, LLC (CONCORD NC)
NC
10/09/2008 - 01/15/2009
ADVANTAGE CAPITAL CORPORATION (CHINA GROVE NC)
NC
06/29/2007 - 09/08/2008
FSC SECURITIES CORPORATION (DAVIDSON NC)
NC
07/01/2002 - 05/29/2007
THRIVENT INVESTMENT MANAGEMENT INC. (CONCORD NC)
MN
04/07/1999 - 07/01/2002
LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)
IA
Issued 12/06/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/09/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/10/2001
Series 7 - General Securities Representative Examination
BC
Issued 04/06/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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