Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luann? Claim Your ProfileLuann Marie Spaethe has been in the financial industry since 1992. Luann is currently registered as a Registered Representative (RR) at Key Investment Services LLC and has been with the firm since 2016. Luann has experience with several firms prior to joining Key Investment Services LLC. Luann previously worked with VALMARK SECURITIES, INC., PNC INVESTMENTS, NATCITY INVESTMENTS, INC., FIRSTMERIT SECURITIES, INC., FORTIS INVESTORS, INC., PRUCO SECURITIES CORPORATION and THE PRUDENTIAL INSURANCE COMPANY OF AMERICA. Luann has specializations in Retirement planning and Mutual funds. Luann is registered in both Indiana and Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
OH
09/01/2016 - Present
KEY Investment Services LLC (BROOKLYN OH)
OH
10/05/2010 - 08/01/2016
VALMARK SECURITIES, INC. (AKRON OH)
OH
11/13/2009 - 08/25/2010
PNC INVESTMENTS (AKRON OH)
OH
08/16/2005 - 11/13/2009
NATCITY INVESTMENTS, INC. (AKRON OH)
OH
08/01/1994 - 06/24/2005
FIRSTMERIT SECURITIES, INC. (AKRON OH)
MN
11/02/1992 - 08/03/1994
FORTIS INVESTORS, INC. (OAKDALE MN)
NJ
07/10/1991 - 08/31/1992
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
07/10/1991 - 08/31/1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BOTH
Issued 06/20/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/25/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/17/2004
Series 24 - General Securities Principal Examination
BC
Issued 02/16/1995
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2003
Series 7 - General Securities Representative Examination
BC
Issued 07/09/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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