Unclaimed
Luana Kae Branigan is a financial advisor registered with Wells Fargo Clearing Services, LLC in El Segundo, California. Luana has been in the industry since February 2005, and is licensed in both California and Florida. She is also a registered Investment Advisor Representative with Wells Fargo Clearing Services, LLC. Prior to joining Wells Fargo Clearing Services, LLC, Luana was employed by Wells Fargo Investments, LLC in Los Angeles, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/03/2011 - Present
Wells Fargo Clearing Services, LLC (EL SEGUNDO CA)
CA
02/24/2005 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (LOS ANGELES CA)
BOTH
Issued 09/03/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/16/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/21/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/30/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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