Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luan? Claim Your ProfileLuan Lam is a financial professional with over 10 years of experience in the financial services industry. Luan is currently registered with Cetera Investment Services LLC in Alhambra, California. Luan has previously worked with a number of other firms including J.P. Morgan Securities LLC, UNIONBANC INVESTMENT SERVICES, LLC, and CITIGROUP GLOBAL MARKETS INC. Luan has passed the Series 6, Series 63, and SIE exams. Luan holds a California securities license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
06/28/2023 - Present
Cetera Investment Services LLC (ALHAMBRA CA)
CA
08/22/2016 - 07/16/2021
J.P. MORGAN SECURITIES LLC (ARCADIA CA)
CA
02/12/2016 - 07/23/2016
CETERA INVESTMENT SERVICES LLC (CITY OF INDUSTRY CA)
CA
01/09/2015 - 09/15/2015
UNIONBANC INVESTMENT SERVICES, LLC (SAN GABRIEL CA)
CA
03/23/2012 - 11/06/2014
CITIGROUP GLOBAL MARKETS INC. (ARCADIA CA)
CA
05/11/2011 - 02/09/2012
CHASE INVESTMENT SERVICES CORP. (EL MONTE CA)
BC
Issued 05/18/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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