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Lu ling Li

Transamerica Financial Advisors, Inc.

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About Lu ling Li

Lu ling Li is an investment advisor representative with Transamerica Financial Advisors, Inc. Lu ling Li has been in the industry since October 28, 2005. Lu ling Li is licensed to provide investment advice in Alabama, California, Florida, Georgia, Illinois, Indiana, Massachusetts, Minnesota, Nebraska, North Carolina, Pennsylvania, Texas, Virginia, Washington and Wisconsin. Lu ling Li is also registered as an Investment Advisor Representative with Transamerica Financial Advisors, Inc. in Illinois and California. Lu ling Li previously worked at World Group Securities, Inc.. Lu ling Li holds the Series 6, Series 63, and Series 65 securities licenses and the SIE. Lu ling Li's other business activities include sales of insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Lu ling Li's specializations include retirement planning, investment management and college planning. Lu ling Li is dedicated to providing personalized financial advice to help clients achieve their financial goals.

Firm Information

Lu ling Li is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Lu ling Li’s Registration & Firm History

IL

01/06/2012 - Present

Transamerica Financial Advisors, Inc. (Chicago IL)

IL

10/28/2005 - 01/06/2012

WORLD GROUP SECURITIES, INC. (CHICAGO IL)

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Licenses & Designations

IA

Issued 12/31/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/05/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/27/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Lu ling Li. Review regulatory record here.
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