Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lu? Claim Your ProfileLu He is a financial advisor with J.P. Morgan Securities LLC and has been in the industry since 2010. Lu is registered with the state of Texas and holds the Series 6, Series 63 and SIE licenses. Lu has previously worked for Citigroup Global Markets Inc., Wells Fargo Advisors, LLC and Chase Investment Services Corp. Lu specializes in providing financial advice for individuals, businesses, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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TX
12/04/2015 - Present
J.p. Morgan Securities LLC (SUGARLAND TX)
TX
10/16/2013 - 12/31/2014
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
TX
02/13/2013 - 10/03/2013
WELLS FARGO ADVISORS, LLC (HOUSTON TX)
TX
10/01/2012 - 11/09/2012
J.P. MORGAN SECURITIES LLC (HOUSTON TX)
TX
06/16/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (HOUSTON TX)
BC
Issued 07/01/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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